This Word document provides interview questions for Compliance Managers, who oversee regulatory compliance, perform risk assessments, and develop strategies to meet legal standards. Their duties include managing compliance teams and ensuring adherence to regulations. Questions include competency-based (e.g., tools used for compliance tracking), situational (e.g., handling regulatory penalties), and technical (e.g., familiarity with industry regulations). These questions assess leadership, risk management, and compliance strategy.
